Regulatory Notice 15-24

FINRA Requests Comment on the Reduction of the Delay Period for Historic TRACE Data

Comment Period Expires: August 24, 2015

Executive Summary

FINRA is soliciting comment on a proposal to reduce the delay period for the Historic TRACE Data Sets from 18 months to six months.

The proposed rule text is attached as Appendix A.

Questions regarding this Notice should be directed to:

  • Ola Persson, Vice President, Transparency Services, at (212) 858-4796; or
  • Racquel Russell, Associate General Counsel, Office of General Counsel, at (202) 728-8363.
The views, expressions, findings and opinions expressed in the comments on this Web page are solely those of the author(s) and FINRA accepts no responsibility for the content of the comments: 
DateCommenterFormat - Size
8/24/2015Bond Dealers of AmericaPDF - 81.1 KB
8/24/2015SIFMAPDF - 126.16 KB
9/10/2015The Wharton SchoolPDF - 53.36 KB
9/14/2015Carrie DevorahPDF - 64.17 KB