Regulatory Notice 16-26
FINRA Adopts Amendments Relating to the Regulation NMS Plan to Address Extraordinary Market Volatility
On July 22, 2016, FINRA filed a rule change with the SEC to clarify the operation of the Regulation NMS Plan to Address Extraordinary Volatility (“LULD Plan”) following a trading pause or regulatory halt in a security subject to the LULD Plan. The rule text is available in the online FINRA Manual.
Questions regarding this Notice should be directed to:
- FINRA Operations at (866) 776-0800; or
- Office of General Counsel at (202) 728-8071.