Notice to Members 98-23
SEC Requests Comment on Proposed Amendments to Continuing Education Rules
Members are advised that the National Association of Securities Dealers, Inc. (NASD®) has filed a proposed rule change to its Membership and Registration Rule 1120 (Continuing Education Requirements) with the Securities and Exchange Commission (SEC). The SEC noticed the proposed change and assigned Release Number 34-39574 on January 23, 1998. The text of the filing as it appears in the Federal Register is attached, and member firms have until February 19, 1998, to submit comments on the rule (refer to File No. SR-NASD-98-03) to the SEC. See 63 FR 4510 (January 29, 1998). If approved by the SEC, the changes will become effective July 1, 1998.
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|11/28/2015||Notice to Members 98-023 - 98-23 Attachment||PDF - 32.48 KB|