Notice to Members 99-14
NASD Grants Exemptive Relief Under MSRB Rule G-37(i)
NASD Regulation, Inc. (NASD RegulationSM) recently considered and granted three requests for exemptive relief under Municipal Securities Rulemaking Board (MSRB) Rule G-37(i). The staff decisions are published on the following pages in redacted form.
Questions regarding this Notice should be directed to Malcolm Northam, NASD Regulation, at (202) 728-8085; or Sharon Zackula, Assistant General Counsel, Office of General Counsel, NASD Regulation, at (202) 728-8985.