FINRA's Phone-In Workshops are an easy and convenient way to stay current on the latest regulatory topics. During these 60- to 75-minute teleconferences, regulators and industry experts discuss timely subjects. In addition, panelists answer questions submitted in advance by participants. Audience members can either dial-in live or listen to archived recordings at a later date. Many of the phone-in workshops feature online resource materials that can be accessed at any time.
Scheduled Phone-In Workshops:
- TRACE Reporting of Transactions in U.S. Treasury Securities – Demonstration of Forms (April 6, 2017)
Only FINRA's Annual Conference is open to journalists. All other FINRA conferences, compliance boot camps, FINRA Institute at Wharton, webinars and phone-in workshops are closed to journalists.