FINRA's Phone-In Workshops are an easy and convenient way to stay current on the latest regulatory topics. During these teleconferences, regulators and industry experts discuss timely subjects. In addition, panelists answer questions submitted in advance by participants. Audience members can either dial-in live or—when available—listen to archived recordings at a later date. Many of the phone-in workshops feature online resource materials that can be accessed at any time.
Scheduled Phone-In Workshops:
- Phone-In Workshop and WebEx Presentation: New Cross Market Equity Supervision Report Cards (December 14, 2017)
Only FINRA's Annual Conference is open to journalists. All other FINRA conferences, compliance boot camps, FINRA Institute at Wharton, webinars and phone-in workshops are closed to journalists.