Proposed Rule Change to Make Conforming Changes to FINRA Rules 6380B and 6730

Financial Industry Regulatory Authority, Inc. ("FINRA") (f/k/a National Association of Securities Dealers, Inc. ("NASD")) is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to make conforming changes to Rules 6380B and 6730 to reflect amendments that were proposed pursuant to proposed rule change SR-FINRA-2008-060, but were superseded by an intervening rule change.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 57.71 KB
Notice of Filing and Immediate EffectivenessPDF - 56.31 KB