Proposed Rule Change Relating to Quotation Requirements on the Alternative Display Facility

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 6272 to enhance quotation requirements on the Alternative Display Facility (“ADF”).

DateTitleFormat - SizeStatus
9/17/2010Text of Proposed Rule ChangePDF - 73.24 KB
9/27/2010Federal Register NoticePDF - 52.5 KB
11/4/2010Amendment No. 1 to Proposed Rule ChangePDF - 41.76 KB
11/12/2010Approval OrderPDF - 55.65 KB