Proposed Rule Change Relating to the Handling of Stop and Stop Limit Orders

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA’s rules relating to the handling of stop and stop limit orders.

DateTitleFormat - SizeStatus
5/24/2012Text of Proposed Rule ChangePDF - 70.15 KB
6/8/2012Federal Register NoticePDF - 202.03 KB
7/25/2012Notice of Designation of a Longer Period for Commission ActionPDF - 172.72 KB
8/10/2012Response to CommentsPDF - 88.17 KB
9/10/2012Approval OrderPDF - 202.87 KB