SR-FINRA-2012-030

Proposed Rule Change to Amend Sections 4 and 6 of Schedule A to the FINRA By-Laws Regarding Fees Relating to the Central Registration Depository

Financial Industry Regulatory Authority, Inc. ("FINRA") is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend Sections 4 and 6 of Schedule A to the FINRA By-Laws to implement changes to certain fees relating to the Central Registration Depository ("CRD®" or "CRD system").

DateTitleFormat - SizeStatus
6/11/2012Text of Proposed Rule ChangePDF - 89.79 KB
6/29/2012Notice of Filing and Immediate EffectivenessPDF - 229.31 KB
8/6/2012Response to CommentsPDF - 301.96 KB