Proposed Rule Change Relating to Alternative Display Facility New Entrant

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to add a new entrant to the Alternative Display Facility (“ADF”).

DateTitleFormat - SizeStatus
12/2/2013Text of Proposed Rule ChangePDF - 627.23 KB
12/17/2013Federal Register NoticePDF - 215.23 KB
2/6/2014Approval OrderPDF - 176.51 KB