SR-FINRA-2014-013

Proposed Rule Change to Extend the Clearly Erroneous Pilot Program for Exchange-Listed Securities

Financial Industry Regulatory Authority, Inc. ("FINRA") is filing with the Securities and Exchange Commission ("Commission") a proposal to extend a pilot program related to FINRA Rule 11892, entitled "Clearly Erroneous Transactions in Exchange-Listed Securities."

DateTitleFormat - SizeStatus
3/10/2014Text of Proposed Rule ChangePDF - 84.44 KB
3/28/2014Notice of Filing and Immediate EffectivenessPDF - 201.5 KB