Proposed Rule Change to Adopt FINRA Rule 4553 to Establish a Fee Schedule for Access to Alternative Trading System Volume Information Published on FINRA’s Website

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to adopt FINRA Rule 4553 (Fees for ATS Data) to establish a fee schedule for optional professional access to alternative trading system (“ATS”) volume information published by FINRA on its website.

DateTitleFormat - SizeStatus
4/4/2014Text of Proposed Rule ChangePDF - 2.93 MB
4/15/2014Federal Register NoticePDF - 208.46 KB
5/27/2014Response to CommentsPDF - 233.74 KB
6/4/2014Approval OrderPDF - 200.99 KB