Proposed Rule Change to Adopt FINRA Rule 4553 to Establish a Fee Schedule for Access to Alternative Trading System Volume Information Published on FINRA’s Website

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to adopt FINRA Rule 4553 (Fees for ATS Data) to establish a fee schedule for optional professional access to alternative trading system (“ATS”) volume information published by FINRA on its website.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 2.93 MB
Federal Register NoticePDF - 208.46 KB
Response to CommentsPDF - 233.74 KB
Approval OrderPDF - 200.99 KB