Proposed Rule Change to Amend FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities)

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend Rule 11892 to add new provisions to address multi-day clearly erroneous events, transactions occurring during trading halts, and to make non-substantive clarifications to the rule.

DateTitleFormat - SizeStatus
4/17/2014Text of Proposed Rule ChangePDF - 114.04 KB
5/6/2014Federal Register NoticePDF - 203.52 KB
7/18/2014Approval OrderPDF - 179.64 KB