Proposed Rule Change to Adopt FINRA Rule 4554 (Alternative Trading Systems - Recording and Reporting Requirements of Order and Execution Information for NMS Stocks)
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to adopt Rule 4554 to require alternative trading systems (“ATSs”) to submit additional order information to FINRA.
|Title||Format - Size||Status|
|Text of the Proposed Rule Change||PDF - 1.59 MB|
|Federal Register Notice||PDF - 129.81 KB|
|Notice of Designation of a Longer Period for Commission Action||PDF - 188.56 KB|
|Response to Comments||PDF - 327.6 KB|
|Approval Order||PDF - 196.79 KB|