Proposed Rule Change to Make Technical and Other Non-Substantive Changes within FINRA Rules

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to make technical and other non-substantive changes within FINRA rules. 

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 91.74 KB
Notice of Filing and Immediate EffectivenessPDF - 228.42 KB