Proposed Rule Change Relating to Statutory Disqualification Application Fees

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend Section 12 to Schedule A of the FINRA By-Laws, regarding statutory disqualification application fees.

TitleFormat - SizeStatus
Text of the Proposed Rule ChangePDF - 225.36 KB
Notice of Filing and Immediate EffectivenessPDF - 215.56 KB