Microcap Initiative - Amendments to NASD Rules 6530 and 6540

NASDR has filed with the SEC a proposed rule change that would amend NASD Rules 6530 and 6540 to limit quotations on the OTC Bulletin Board® to the securities of issuers that are current in their reports filed with the SEC or other regulatory authority, and to prohibit a member from quoting a security on the OTCBB unless the issuer has made current filings, respectively.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 65.91 KB
Amendment No. 1 to Proposed Rule ChangePDF - 67.18 KB
Federal Register NoticePDF - 36.02 KB
Approval OrderPDF - 37.76 KB