Proposed Rule Change Relating to Mediation Fee Structure

The NASD, through its wholly owned subsidiary, NASD Regulation, Inc., has filed with the SEC a proposed rule change to the Code of Arbitration Procedure to encourage the use of mediation and increase revenue by adjusting mediation fee schedules, and to permit parties to agree to stay arbitrations in order to mediate the claim.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 65.75 KB
Federal Register NoticePDF - 133.98 KB
Approval OrderPDF - 125.53 KB