Extension of Time to Pass Series 55 Examination, Equity Trader

The NASD, through its wholly owned subsidiary, NASD Regulation, Inc., has filed with the SEC a proposed rule change to amend NASD Rule 1032(f) to change the date by which certain registered representatives who trade equity securities in the Nasdaq Stock Market and/or over-the-counter must pass the Series 55 Examination.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 27.19 KB
Approval OrderPDF - 126.19 KB