Amendment to NASD Rule 3340 to Prohibit Publication of Quotations in a Security

The NASD, through its wholly owned subsidiary, NASD Regulation, Inc., has filed with the SEC a proposed rule change to amend NASD Rule 3340 to prohibit the publication of quotations by members for a security during a trading halt.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 23.66 KB
Amendment No. 1 to Proposed Rule ChangePDF - 20.8 KB
Federal Register NoticePDF - 125.53 KB
Amendment No. 2 and Response to CommentsPDF - 10.68 KB
Approval OrderPDF - 46.25 KB