Revisions to Series 82 Examination Program

NASD has filed with the SEC revisions to the examination specifications and study outline for the Limited Representative—Private Securities Offerings (Series 82) examination program. The proposed revisions update the material to reflect changes to the laws, rules, and regulations covered by the examination and to reflect more accurately the duties and responsibilities of a private securities offerings representative.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 30.99 KB
Approval OrderPDF - 40.06 KB