Revisions to Series 55 Examination Program

NASD has filed with the SEC revisions to the examination specifications and study outline for the Limited Representative—Equity Trader (Series 55) examination program. The proposed revisions update the material to reflect changes to the laws, rules, and regulations covered by the examination.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 29.85 KB
Approval OrderPDF - 39.95 KB