Revisions to Series 22 Examination Program

NASD has filed with the SEC revisions to the examination specifications and study outline for the Limited Representative—Direct Participation Programs (Series 22) examination program. The proposed revisions update the material to reflect changes to the laws, rules, and regulations covered by the examination and to reflect more accurately the duties and responsibilities of a direct participation programs representative.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 29.88 KB
Approval OrderPDF - 40.12 KB