Proposed Rule 2130 Governing Expungement of Customer Dispute Information From the Central Registration Depository (CRD System)

NASD has filed with the SEC a proposed rule change to adopt Rule 2130 governing the expungement of customer dispute information from the Central Registration Depository (CRD® or CRD system) and various internal guidelines to be adopted by NASD regarding the handling of requests to expunge customer dispute information from the CRD system.

TitleFormat - SizeStatus
Text of proposed rule changePDF - 62.94 KB
Amendment No. 1 to Proposed Rule ChangePDF - 39.56 KB
Federal Register NoticePDF - 54.53 KB
Amendment No. 2 to Proposed Rule ChangePDF - 28.58 KB
Approval OrderPDF - 65.46 KB