Online Arbitration Case Filing Pilot Program

NASD has filed with the SEC a proposed rule change to amend NASD Rule 10314(a) to provide that, in certain circumstances, parties must complete part of the arbitration claim filing process through the Internet and that, in all circumstances, parties may complete part of the claim filing process through the Internet. 

This rule filing was withdrawn and was replaced with SR-NASD-2004-016

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Withdrawal of Rule FilingPDF - 5.05 KB