Three-Day Adjournment Rule

NASD has filed with the SEC a proposed rule change to amend NASD IM-10104, Rule 10306, and Rule 10319 of the NASD Code of Arbitration Procedure to impose a fee on parties of $100 per arbitrator and to compensate arbitrators in the event a hearing is adjourned within three business days before a scheduled hearing session.

TitleFormat - SizeStatus
Approval OrderPDF - 57.79 KB
Text of proposed rule changePDF - 43.31 KB
Amendment No. 1 to Proposed Rule ChangePDF - 30.51 KB
Amendment No. 2 to Proposed Rule ChangePDF - 28.71 KB
Federal Register NoticePDF - 62.02 KB