Review and Update of Member Executive Representative Designation and Contact Information

NASD has filed with the SEC a proposed rule change to require members to review and, if necessary, update their executive representative designation and contact information on a quarterly basis.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 23.3 KB
Federal Register NoticePDF - 40.25 KB
Approval OrderPDF - 55.78 KB