Proposal to Increase the Fee for Panel Member Training

NASD has filed with the SEC a proposed rule change to increase the fee for arbitrator panel training. NASD is not proposing any textual changes to the By-Laws or Rules of NASD.

TitleFormat - SizeStatus
Approval OrderPDF - 51.4 KB
Text of proposed rule changePDF - 24.35 KB
Miscellaneous SubmissionPDF - 11.44 KB
Amendment No. 1 to Proposed Rule ChangePDF - 13.14 KB
Miscellaneous SubmissionPDF - 8.92 KB
Federal Register NoticePDF - 59.04 KB