Tick Size Pilot Market Maker Compliance Report Card
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|Tick Size Pilot Market Maker Compliance Report Card
This daily report acts as a compliance tool for Tick Size market-making firms to review their required submissions to FINRA’s Market Maker Transaction Reporting System for the Tick Size Pilot Program. (More information on market maker reporting requirements is available in the Market Maker Transaction Reporting Specification Guide). The report card also provides a view into the status of information provided for a particular trading day, allowing firms to see how they have addressed potential reporting issues on a rolling basis during the course of a month.