Phone-In Workshop: TRACE Reporting of Transactions in U.S. Treasury Securities
On-Demand Recording: Phone-In Workshop
Original Program Date: January 26, 2017
On July 10, 2017, FINRA member firms must begin reporting transactions in U.S. Treasury Securities to FINRA via the Trade Reporting and Compliance Engine (TRACE). To assist firms with this initiative, FINRA's Transparency Services department is hosting a series of free phone-in workshops. The first one—which took place on Thursday, January 26—featured an overview and a discussion of relevant rules and regulations.
Free On-Demand Phone-In Workshop Recording
FINRA has made a recording of this phone-in workshop available to FINRA member firms for free. To listen to it, register by clicking the button below and then completing the online registration form. A confirmation email will be sent after your registration has been processed.