FINRA/Exchange TRF LLC Schedules

FINRA/Nasdaq TRF

Schedule D - Officers

  • Paul Roland, President
  • Joan C. Conley, Secretary
  • Peter Strandell, Treasurer
  • Michael Caramico, Assistant Treasurer
  • Amy Kohn, Vice President

Schedule E - Directors

  • John Zecca
  • Tal Cohen
  • Thomas Gira

FINRA/NYSE TRF

Schedule D - Officers

  • Robert Hill, President
  • Scott Hill, Chief Financial Officer
  • Doug Foley. Senior Vice President
  • Karen Lorentz, Vice President
  • Martin Hunter, Senior Vice President, Tax & Treasury
  • Elizabeth King, General Counsel & Secretary
  • Martha Redding, Assistant Secretary
  • Andrew Surdykowski, Assistant Secretary
  • Sandra Kerr, Senior Tax Director
  • David Nevin, Senior Treasury Director

Schedule E - Directors

  • Paul Adcock
  • Thomas Gira
  • Robert Hill