TRF Exchange Participants Rollout Schedule

FINRA/NYSE TRF Phases

Date Stock List
4/18/07 All CQS and NASDAQ-listed issues

FINRA/BSE TRF Phases

The launch of the FINRA/BSE Trade Reporting Facility was approved by FINRA for an effective launch date of Tuesday 3/20/07.

The BSE Market Operations Center will be in close contact with our clients and regulatory representatives from FINRA, SIP and SIAC as necessary.  See below for our rollout plan and for questions related to this plan, please contact Marc Maselli, Boston Stock Exchange (617) 235-2424.

Date Symbol Duration
3/20 Test Symbol ZVZZT 1/2 day
3/21 JNJ, AMGN, INTC 1/2 day
3/22 JNJ, AMGN, INTC 1 day
3/23 Live Health Sector 3 days
 

PFE, JNJ, MRK, ABT, AMGN, UNH, WYE, MDT, LLY, BMY, WLP, SGP, GILD, BAX, CAH, CMX, BSX, SYK, AET, ZMH, DSCP, TMO, CELG, BDX, MHS, GENZ, AGN, FRX, BIIB, MCK, STJ, CI, ESRX, BMET, HUM, ABC, DGX, LH, CVH, BCR, MEDI, VAR, PPDI, HCR, RMD, HB, LNCR, CYH, MLNM, CYTC, THC, IVGN, CRL, UHS, RESP, WOOF, PKI, EW, BOL, HOLX, WPI, IDXX, GPRO, VMSI, USPI, OMI, AHG, HAE, IART, DNEX, GHCI, ALO, REGN, VPHM, DIGE, VTIV, CNC, HLEX, ARTC, CHE, LCAV, PLMD, PRXL, VAS, KNDL, CYBX, MATR, ENZ, DRTE, ODSY, MMSI, PDGI, KNSY, BDY, RHB, HH, ARQL, POSS, CRY, BLTI, TGX, OSTE, HNT, RX, SEPR, WAT, BRL, HSP, PDCO, PDX, OCR, XRAY, HMA, MYL, HSIC, CEPH, KG, TRI, ISRG, BEC, VRTX, CVD, CERN, MIL, SIE, TECH, BLUD, EYE, PDLI, LPNT, MNT, PSYS, COO, MRX, SRZ, AFFX, AGP, VARI, STE, MOGN, VRX, PRGO, HWAY, MDRX, AMMD, PSSI, DJO, AHS, PRX, BSTE, ALOG, PMTI, SCRX, CNMD, SVNT, VIVO, MATK, AMED, CCRN, VITL, NOVN, AMSG, SRDX, CBM, IVC, ICUI, GB, GTIV

3/28 S&P 500 4 days
4/2 All Stocks  

FINRA/NSX CQS TRF Phases

Date Stock List
Week1 Day 1 (February 20, 2007) Rollout all CQS symbols that start with the letters 'A' - 'E'

FINRA/NASDAQ TRF Phases

Date Stock List
Tuesday 8/1/2006 All NASDAQ-listed issues
Monday 3/5/2007 All CTS-listed issues

FINRA/NSX TRF Phases (All dates are approximate dates)

Week 1 - Day 1 (November 27, 2006)
BCAR        BANK OF THE CAROLINAS

Week 1 - Day 3 (November 29, 2006)
The following symbols will be available for trade reporting through the FINRA/NSX TRF.

ATAR ATARI, INC
BSQR BSQUARE CORP
DIMEZ DIME BANCORP INC
FMDAY FUTUREMEDIA PLC
FONR FONAR CORP
GENR GENAERA CORP
GNTA GENTA CORPORATION
GTCB GTC BIOTHERAPEUTICS INC
GTIM GOOD TIMES RESTAURANTS INC
INHX INHIBITEX INC.
LCRY LECROY CORPORATION
LENSD CONCORD CAMERA CORP
MDCA MDC PARTNERS INC
MDII MDI INC
MDLK MEDIALINK WORLDWIDE INC
NGRU NETGURU INC
NMGC NEOMAGIC CORPORATION
ONSM ONSTREAM MEDIA CORP
OPOF OLD POINT FINL CORP
PDEX PRO DEX INC NEW COLORADO
QMED Q MED INC
RCMT RCM TECHNOLOGIES INC
SERV SERVIDYNE INC
TEAM TECHTEAM GLOBAL INC
VLTS VALENTIS, INC
VWPT VIEWPOINT CORP
WSTM WORKSTREAM, INC

Week 2 - Day 1 (December 4, 2006)
Rollout all NASDAQ symbols that start with the letter 'A'.

Week 2 - Day 3 (December 6, 2006)
Rollout all NASDAQ symbols that start with the letter 'B'.

Week 2 - Day 5 (December 8, 2006)
Rollout all NASDAQ symbols that start with the letter 'C'.

Week 3 - Day 1 (December 11, 2006)
Rollout all NASDAQ symbols that start with the letters 'D' - 'K'

Week 3 - Day 3 (December 13, 2006)
Rollout all NASDAQ symbols that start with the letters 'L' - 'S'

Week 3 - Day 5 (December 15, 2006)
Rollout all NASDAQ symbols that start with the letters 'T' - 'Z'