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Investor Printable Complaint Form

We strongly encourage investors to file their complaint via the online FINRA Investor Complaint Center. Filing online is the quickest way for us to receive your complaint.

If you prefer to file your complaint offline, you may download the printable complaint form. Please enter your complaint information directly into the printable form using your computer. Completing the form by hand may delay the processing of your complaint. When completed, please print the form and fax or mail it to us at the address noted on the form.

Please do not send duplicate copies of your complaint by mail or fax if you have submitted your complaint online. Sending multiple copies will only delay the time it takes us to respond to your complaint.


These documents are available as Portable Document Format (PDF) files. If you do not have the Adobe® Reader to view PDF files, please download the free plug-in. PDF items will open in a new browser window.

Return to the FINRA Investor Complaint Center.