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MML Investors Services Inc. Mutual Fund NAV Transfers

Remediation Information

This case is closed. You may review eligibility and related claims information for reference only.

Who is eligible for remediation?

Clients of MML Investors Services Inc. who purchased shares of mutual funds during the period January 1, 2001 through June 28, 2007, and qualified for, but did not receive, the benefit of an NAV Transfer Program, subject to certain exclusions.

If I am eligible, when can I expect to be remediated?

The settlement provides that the remediation will be completed by March 24, 2008. The firm will also establish a response team to handle customer inquiries, and will provide you with contact information.

What options are available to investors?

The remediation plan does not foreclose your ability to pursue arbitration or mediation if you believe you have suffered losses. You should consult an attorney as to your rights.

Additional Information