Recent Announcements

June 6, 2019

Atlantic Hurricane Season Is Here: Don't Let Disaster-Related Financial Fraud Wipe You Out

Last year's Atlantic hurricane season saw 15 named storms slam the East Coast and Gulf states—including mammoth Florence and Michael. It may not be possible to predict when or where the storms of 2019 will take place, but one thing you can count on is that when they hit, scammers will try to take advantage of the situation.


May 24, 2019

You Asked. We Answered. "What's a Reverse Stock Split?"

A reverse stock split tends to occur with small companies who believe their stock price is too low to attract investors.


May 10, 2019

What to Expect When Your Broker Leaves

If the broker you are working with leaves your brokerage firm, it may prompt questions about the departing broker and the status of your accounts following the departure. For this reason, FINRA has consistently sought to ensure that customers can make a timely and informed choice about where to maintain their assets when their broker moves on to a new firm.