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New CE Platform in FinPro

Registered individuals access Regulatory Element Continuing Education (CE) via FinPro. Learn more about accessing and completing CE below.

Accessing FinPro

FinPro users must create credentials and verify their identity to access the system. If you have previously created your own account to self-enroll in the SIE or access other FINRA systems (i.e., an account that is not associated with a firm), you can use these same credentials for your FinPro account.

Do not use Internet Explorer (IE) to log in to FinPro. Please use a FinPro-supported web browser.

Once logged in, FinPro users with a “CE Required” status will have a Launch CE Online link in the Reminders section of the page.

CE in FinPro -FP Summary Page - CE Online link

When the user clicks on Launch CE Online, a separate browser window will open with the CE Program content.

If the CE session window is for the 101, the user will be presented with the job function window. From here, the user should select the appropriate job function and select Confirm. (The S201 does not require an individual to select a job function.)

CE in FinPro -CE 101 Job Selection

CE in FinPro -S101 Module page

The user can start a module by clicking on Launch next to the title.

CE in FinPro -S201 Module selection

Once the module has been launched, the user will see a window that looks similar to the image below. The user should use the Next button on the bottom of the screen to proceed through the module.

CE in FinPro -XL Issues Start page

Once the user has successfully completed all modules, they will see the window below. They will be asked to complete a quick survey if they select Yes.

CE in FinPro -Congratulations

CE in FinPro -Survey Welcome

The main CE platform screen will update as the user progresses through their CE session. Each module will show a Completed successfully status when completed, and the Action buttons will change as well. After the user completes the entire session, buttons will appear to Print Certificate and Export Certificate.

CE in FinPro -Module completion and Print Cert

The user can now close the browser tab with the CE program and return to FinPro. Within FinPro, under the Continuing Ed section, the user will now see the CE Status is set to Complete.

CE in FinPro -FinPro CE Complete Status