All Requests for Comments

Below is a listing of Regulatory Notices for which FINRA has requested and received comments.

Date Sort ascending	Title	Description
Feb 03, 2004	Notice to Members 04-07	NASD Requests Comment on Proposed Amendments to Rules 2710 (Corporate Financing) and 2810 (Direct Participation Programs) (This version corrects certain administrative and other non-substantive text) Comment Period Expired March 12, 2004 This version corrects certain administrative and other non-substantive text.
Dec 09, 2003	Notice to Members 03-77	NASD Requests Comment on Proposed Amendments to Rules 2210 (Communications With the Public) and 2211 (Institutional Sales Material)
Dec 04, 2003	Notice to Members 03-76	Access to Information Available Under Interpretive Material 8310-2