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Upcoming Board Meeting


Robert W. Cook, FINRA President and CEO


FINRA Member Firms


Friday, May 3, 2019

Next week, the FINRA Board of Governors will meet in New York for its second meeting of the year. During the meeting, the Board’s Audit Committee will review a draft of FINRA’s Annual Financial Report, which the full Board will review and consider for approval prior to its publication this summer. In addition, the terms of several Governors conclude later this year, so the Board will dedicate a portion of the meeting to reviewing upcoming vacancies and discussing nomination and appointment processes.

Highlighted below are some of the key items the Board committees will consider during the May meeting.

More information regarding the Board’s operations, including the membership and responsibilities of its committees, is available on FINRA’s governance page at

I look forward to sharing an update about these discussions shortly after the meeting.


Robert W. Cook
President and CEO