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Election Notices

Date Title Sort descending Description
Oct 19, 2016 Election Notice – 10/19/16
Notice of FINRA District Committee Elections and Ballots
Ballots Due: November 18, 2016
May 31, 2023 Election Notice - 05/31/2023
Nominee for Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: Monday, July 17, 2023
Jun 09, 2022 Election Notice - 06/09/22
FINRA Board Large Firm Governor Election
Jan 18, 2008 Election Notice - 1/18/08
Upcoming District Committee and District Nominating Committee Elections

This Notice was updated to correct the listings for the District Nominating Committees for Districts 3, 4 and 10.

Jan 02, 2009 Election Notice - 1/2/09
Upcoming District Committee and District Nominating Committee Elections

This Notice was updated to note that the District 10 Nominating Committee Chair is Vacant.

Oct 10, 2008 Election Notice - 10/10/08
Election Notice - 10/10/08
Oct 15, 2014 Election Notice - 10/15/14
Notice of SFAB Election and Ballots
Ballots Due: November 14, 2014
Oct 15, 2014 Election Notice - 10/15/14
Notice of FINRA District Committee Elections and Ballots
Ballots Due: November 14, 2014
Oct 15, 2014 Election Notice - 10/15/14
Notice of Election and Ballots for FINRA Small Firm NAC Member Seat
Ballots Due: November 14, 2014
Oct 17, 2012 Election Notice - 10/17/12
Notice of Election and Ballots for FINRA Small Firm NAC Member Seat
Ballots Due: November 16, 2012
Oct 17, 2012 Election Notice - 10/17/12
Notice of FINRA Small Firm Advisory Board Election and Ballots
Ballot Due: November 16, 2012
Oct 17, 2012 Election Notice - 10/17/12
Notice of FINRA District Committee Election and Ballots

This Notice was updated on October 18, 2012, to update the Large Firm candidates for Districts 7 and 11, and on November 5, 2012, to update the Large Firm candidates for District 3.

Oct 19, 2011 Election Notice - 10/19/11
Notice of FINRA District Committee Election and Ballots
Oct 19, 2011 Election Notice - 10/19/11
Notice of FINRA Small Firm Advisory Board Election and Ballots
Oct 19, 2011 Election Notice - 10/19/11
Notice of Contested Election and Ballots for Small Firm NAC Member Seat
Oct 21, 2010 Election Notice - 10/21/10
Notice of SFAB Election and Ballots
Oct 23, 2009 Election Notice - 10/23/09
Notice of SFAB Election and Ballots
Oct 23, 2023 Election Notice - 10/23/2023
Notice of FINRA Regional Committee Elections and Mailing of Ballots
Ballots Due: November 22, 2023

This Notice was updated on November 3, 2023, to update the District 4 candidates for Midwest Region Committee.

Oct 23, 2023 Election Notice - 10/23/2023
Notice of SFAC Election and Mailing of Ballots
Ballot Due Date: November 22, 2023
Oct 24, 2008 Election Notice - 10/24/08
FINRA Notice of Special Meeting of Small Firms and Proxy
Oct 24, 2022 Election Notice - 10/24/2022
Notice of SFAC Election and Mailing of Ballots
Ballot Due Date: November 23, 2022
Oct 24, 2022 Election Notice - 10/24/2022
Notice of FINRA Regional Committee Elections and Mailing of Ballots
Ballots Due: November 23, 2022
Oct 25, 2011 Election Notice - 10/25/11
Notice of Nominee to Fill FINRA Board of Governors Large Firm Seat

The special meeting of large firms will take place on Thursday, January 12, 2012, at 4:30 p.m. Eastern Time at FINRA's Washington, DC, office at 1735 K Street, NW. Please see Election Notice 12/14/11 for details.

Nov 01, 2007 Election Notice - 11/1/07
FINRA Small Firm Advisory Board Election
Nov 21, 2008 Election Notice - 11/21/08
Notice of SFAB Election and Ballots