Election Notices
Date Sort ascending | Title | Description |
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Jun 04, 2021 | Election Notice – 6/4/21 | Nominees for Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: Monday, July 19, 2021
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Dec 15, 2020 | Election Notice – 12/15/20 | FINRA Announces Regional Committee, SFAC and NAC Election Results and Appointments
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Oct 20, 2020 | Election Notice – 10/20/20 | Notice of SFAC Election and Mailing of Ballots
Ballot Due Date: November 19, 2020
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Oct 20, 2020 | Election Notice – 10/20/20 | Notice of FINRA Regional Committee Elections and Mailing of Ballots
Ballots Due: November 19, 2020
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Sep 01, 2020 | Election Notice – 9/1/20 | Call for Candidates for Upcoming Election to Fill FINRA Regional Committee Vacancies
Nomination Deadline: October 1, 2020
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Sep 01, 2020 | Election Notice – 9/1/20 | Call for Candidates in the Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: October 1, 2020
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Aug 17, 2020 | Election Notice – 8/17/20 | FINRA Announces Nomination Process to Fill Upcoming Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: October 1, 2020
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Jul 08, 2020 | Election Notice – 7/8/20 | Notice of Annual Meeting of FINRA Firms and Election Proxy
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May 08, 2020 | Election Notice – 5/8/20 | Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: Monday, June 22, 2020
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Dec 19, 2019 | Election Notice – 12/19/19 | FINRA Announces Regional Committee, SFAC and NAC Election Results and Appointments
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Oct 21, 2019 | Election Notice – 10/21/19 | Notice of SFAC Election and Mailing of Ballots
Ballot Due Date: November 20, 2019
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Oct 21, 2019 | Election Notice – 10/21/19 | Notice of FINRA Regional Committee Elections and Mailing of Ballots
Ballot Due Date: November 20, 2019
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Sep 04, 2019 | Election Notice – 9/4/19 | Call for Candidates for Upcoming Election to Fill FINRA Regional Committee Vacancies
Nomination Deadline: October 4, 2019
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Sep 04, 2019 | Election Notice – 9/4/19 | Call for Candidates in the Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: October 4, 2019
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Aug 20, 2019 | Election Notice – 8/20/19 | FINRA Announces Nomination Process to Fill Upcoming Firm Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: October 4, 2019
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Jul 19, 2019 | Election Notice – 7/19/19 | Notice of Annual Meeting of FINRA Firms and Proxy
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May 24, 2019 | Election Notice – 5/24/19 | Upcoming FINRA Board of Governors Election
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Dec 21, 2018 | Election Notice - 12/21/18 | FINRA Announces Regional Committee, SFAC, and NAC Election Results and Appointments
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Oct 29, 2018 | Election Notice – 10/29/18 | Special Election to Fill a Small Firm Vacancy on the National Adjudicatory Council
Petitions for Candidacy Due: Thursday, December 13, 2018
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Oct 16, 2018 | Election Notice – 10/16/18 | Notice of FINRA Regional Committee Elections and Ballots
Ballot Due Date: November 15, 2018
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Oct 16, 2018 | Election Notice – 10/16/18 | Notice of SFAC Election and Ballots
Ballot Due Date: November 15, 2018
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Oct 16, 2018 | Election Notice – 10/16/18 | Notice of Election and Ballots for FINRA Small Firm NAC Member Seat
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Aug 29, 2018 | Election Notice – 8/29/18 | Call for Candidates for Upcoming Election to Fill FINRA Regional Committee Vacancies
Nomination Deadline: September 28, 2018
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Aug 29, 2018 | Election Notice - 8/29/18 | Call for Candidates in the Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: September 28, 2018
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Jul 23, 2018 | Election Notice – 7/23/18 | Notice of Annual Meeting of FINRA Firms and Proxy
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