Skip to main content

For updates and guidance related to COVID-19 / Coronavirus, click here.

A Few Minutes with FINRA: BrokerCheck Rule 2210

January 26, 2016

Joe Savage, FINRA Vice President and Counsel – Regulatory Policy, expands upon FINRA Regulatory Notice 15-50, which describes FINRA Rule 2210 requiring firms to include a link to BrokerCheck on their website. He also provides details on several optional BrokerCheck-related tools and resources.