Notices Notice to Members 04-15SEC Approves Amendments to NASD Rules Concerning Member Participation in the National Do-Not-Call RegistryTuesday, March 02, 2004 Notice to Members 03-17Sales Material for Municipal Fund SecuritiesMonday, March 24, 2003 Notice to Members 04-26NASD Reminds Members of Their Duty to Ensure Proper Application of Discounts in Sales Charges to Sales of Unit Investment Trusts (UITs)Tuesday, March 30, 2004 Notice to Members 04-45NASD Seeks Comment on Proposed Rule to Impose Specific Sales Practice Standards and Supervisory Requirements on Members for Transactions in Deferred Variable Annuities;Wednesday, June 09, 2004 Notice to Members 02-73SEC Approves New Rules and Rule Amendments Concerning Security Futures;Thursday, October 24, 2002 Notice to Members 02-73SEC Approves New Rules and Rule Amendments Concerning Security Futures;Thursday, October 24, 2002 Pagination << First First page < Previous Previous page 1 2 3 4 5 6 7 8
