Notices
FINRA publishes Notices to provide firms with timely information on a variety of issues. To obtain a Notice published prior to 1995, please contact FINRA MediaSource at (240) 386-4200.
| Publication Date | Title | Description |
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| Notice To Members 85-75 | Amendments to SEC Rule 15c3-3, Customer Protection Rule
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| Notice To Members 85-74 | Thanksgiving Day: Trade Date — Settlement Date Schedule
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| Notice To Members 85-73 | Beacon Securities, Inc. P.O. Box 5969 Hilton Head Island, South Carolina 29938
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| Notice To Members 85-72 | Trade Reporting Rule Changes for NASDAQ Equity Audit Trail — Phase II
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| Notice To Members 85-71 | NASDAQ National Market System Grows to 2,163 Securities With 19 Voluntary Additions on November 5, 1985, and 1 Mandatory Inclusion on November 12, 1985
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| Notice To Members 85-70 | REVISED Trade Date — Settlement Date Schedule for Early November
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| Notice To Members 85-69 | Request for Comments on Proposed Amendment to Article III, Section 35 of the NASD's Rules of Fair Practice Concerning Advertising and Sales Literature for Direct Participation Programs
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| Notice To Members 85-68 | NASDAQ National Market System Grows to 2,149 Securities With 14 Voluntary Additions on October 15, 1985
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| Notice To Members 85-67 | TK Securities, Inc. 1450 North Dixie Highway Fort Lauderdale, Florida 33304
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| Notice To Members 85-66 | Quarterly Checklist of Notices to Members
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| Notice To Members 85-65 | R. H. Stewart & Co., Inc. 1975 E. Sunrise Blvd., #817 Fort Lauderdale, Florida 33304
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| Notice To Members 85-64 | NASDAQ National Market System Grows to 2,143 Securities With 31 Voluntary Additions on October 1, 1985
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| Notice To Members 85-63 | Trade Date — Settlement Date Schedule for October and Early November
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| Notice To Members 85-62 | NASDAQ National Market System Grows to 2,118 Securities With 21 Voluntary Additions on September 17, 1985
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| Notice To Members 85-61 | Cross-Lien Agreements with Clearing Entities
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| Notice To Members 85-60 | Collins Securities Corporation 400 Tower Building Fourth & Center Streets Little Rock, Arkansas 72201
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| Notice To Members 85-59 | Effectiveness of Amendment to the Uniform Practice Code to Require Prompt Settlement of Syndicate Accounts
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| Notice To Members 85-58 | Request for Comments on a Proposed New Rule Governing the Prompt Payment for Investment Company Shares Sold to Customers by NASD Members
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| Notice To Members 85-57 | NASDAQ National Market System Grows to 2,111 Securities With 24 Voluntary Additions on September 3, 1985
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| Notice To Members 85-56 | Donald E. Sheldon & Co., Inc. One Wall Street New York, New York 10005
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| Notice To Members 85-55 | Labor Day: Trade Date — Settlement Date Schedule
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| Notice To Members 85-54 | Proposed New Rule of Fair Practice Relating to Private Securities Transactions
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| Notice To Members 85-53 | NASDAQ National Market System Grows to 2,091 Securities With 22 Voluntary Additions on August 20, 1985
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| Notice To Members 85-52 | SEC Request for Comment on Issues Relating to the Designation of NASDAQ/NMS Securities
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| Notice To Members 85-51 | Donald E. Sheldon & Co., Inc. One Wall Street New York, New York 10005
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| Notice To Members 85-50 | NASDAQ National Market System Grows to 2,077 Securities With 32 Voluntary Additions on August 6, 1985
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| Notice To Members 85-49 | Request for Comment on Shareholder Voting Rights for NASDAQ National Market System Companies
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| Notice To Members 85-48 | Qualification and Registration Requirements of Schedule C
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| Notice To Members 85-47 | NASDAQ National Market System Grows to 2,057 Securities With 21 Voluntary Additions on July 16, 1985
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| Notice To Members 85-46 | Offshore Shell Bank Licenses Registered in Majuro, Marshall Islands — update
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| Notice To Members 85-45 | NASDAQ National Market System Grows to 2,045 Securities With 40 Voluntary Additions on July 2, 1985
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| Notice To Members 85-43 | Proposed New Rule of Fair Practice Relating to Permission for Members to Alter Their Methods of Operation Under SEC Rule 15C3-3 (the "Customer Protection Rule")
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| Notice To Members 85-44 | NASDAQ National Market System Grows to 2,012 Securities With 22 Voluntary Additions on June 18, 1985
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| Notice To Members 85-42 | Independence Day Trade Date — Settlement Date Schedule
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| Notice To Members 85-41 | Request for Comments on Amendment Concerning Associated Persons' Accounts with Investment Advisers, Banks, and Other Financial Institutions
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| Notice To Members 85-40 | Implementation of Revised Forms U-4 and U-5
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| Notice To Members 85-39 | NASDAQ National Market System Grows to 1,998 Securities With 23 Voluntary Additions on June 4, 1985
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| Notice To Members 85-38 | Parr Securities Corp., 68 William Street New York, New York 10005
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| Notice To Members 85-37 | Parr Securities Corp., 68 William Street New York, New York 10005
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| Notice To Members 85-36 | NASDAQ National Market System Grows to 1,976 Securities With 42 Voluntary Additions on May 21, 1985
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