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Notices

FINRA publishes Notices to provide firms with timely information on a variety of issues.  To obtain a Notice published prior to 1995, please contact FINRA MediaSource at (240) 386-4200.

Publication Date Title Description
Notice To Members 83-23
Memorial Day Trade Date — Settlement Date Schedule
Notice To Members 83-22
Real-Time Transaction Reporting in Additional 57 NASDAQ NMS Securities Effective May 24, 1983
Notice To Members 83-21
Gerald Greenspan
Notice To Members 83-20
Quarterly Checklist of Notices to Members
Notice To Members 83-19
Approval of Revisions to Qualification Requirements of Foreign Issues on NASDAQ
Notice To Members 83-18
43 Additional Securities Are Mandated Into National Market System
Notice To Members 83-17
Amendments to Rules Governing Transactions Executed for Persons Associated with Another Member
Notice To Members 83-15
Underwriting Compensation Received by Members in Public Corporate Offerings
Notice To Members 83-14
Holiday Settlement Schedule
Notice To Members 83-13
Request For Comments on Amendments to Appendix F Concerning Sales Incentives for Direct Participation Programs
Notice To Members 83-12
Clarification of NASD Filing Requirements for Offerings Made Pursuant to SEC Rule 415
Notice To Members 83-11
Formation of Federal Task Group on Regulation of Financial Services
Notice To Members 83-10
The Tax Equity and Fiscal Responsibility Act of 1982
Notice To Members 83-9
Bell & Beckwith 234 Erie Street Toledo, Ohio
Notice To Members 83-8
Amendments to Association By-Laws
Notice To Members 83-7
Solicitation of Comments on SEC Proposed Anti-Internalization Rule
Notice To Members 83-6
Proposed Amendments to the Uniform Practice Code to Extend Applicability of the Code to Secondary Market Transactions in Unit Investment Trust Securities
Notice To Members 83-5
Holiday Settlement Schedule — February, 1983
Notice To Members 84-4
National Market System Grows to 789 Securities With 50 Additions on February 14
Notice To Members 83-4
Real-Time Transaction Reporting in Additional 100 NASDAQ NMS Securities Effective February 8, 1983
Notice To Members 83-3
Securities and Exchange Commission Approves Amendments to Rule 17f-2; Fingerprinting of Securities Industry Personnel
Fingerprinting of Securities Industry Personnel
Notice To Members 83-2
Effect of Tax Law Changes on NASD Qualification Examinations
Notice To Members 83-1
Real-Time Transaction Reporting in NASDAQ NMS Securities updated
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NOT AVAILABLE AT THIS TIME
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Notices
4 A B C D E F G H I L M N O P Q R S T U V

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