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Notices

FINRA publishes Notices to provide firms with timely information on a variety of issues.  To obtain a Notice published prior to 1995, please contact FINRA MediaSource at (240) 386-4200.

Publication Date Title Description
Notice To Members 83-8
Amendments to Association By-Laws
Notice To Members 83-7
Solicitation of Comments on SEC Proposed Anti-Internalization Rule
Notice To Members 83-6
Proposed Amendments to the Uniform Practice Code to Extend Applicability of the Code to Secondary Market Transactions in Unit Investment Trust Securities
Notice To Members 83-5
Holiday Settlement Schedule — February, 1983
Notice To Members 84-4
National Market System Grows to 789 Securities With 50 Additions on February 14
Notice To Members 83-4
Real-Time Transaction Reporting in Additional 100 NASDAQ NMS Securities Effective February 8, 1983
Notice To Members 83-3
Securities and Exchange Commission Approves Amendments to Rule 17f-2; Fingerprinting of Securities Industry Personnel
Fingerprinting of Securities Industry Personnel
Notice To Members 83-2
Effect of Tax Law Changes on NASD Qualification Examinations
Notice To Members 83-1
Real-Time Transaction Reporting in NASDAQ NMS Securities updated
NOT AVAILABLE AT THIS TIME
NOT AVAILABLE AT THIS TIME
NOT AVAILABLE AT THIS TIME
NOT AVAILABLE AT THIS TIME
NOT AVAILABLE AT THIS TIME
NOT AVAILABLE AT THIS TIME
Notices
4 A B C D E F G H I L M N O P Q R S T U V W

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