FINRA Disciplinary Actions Online

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Case ID	Case Summary	Document Type Sort descending	Firms/ Individuals	Action Date
2017056432603	FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2017056432603 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Christopher G. Orlando (Respondent) Former General Securities Representative CRD No. 4136262 Pursuant to FINRA Rule 9216, Respondent Christopher G. Orlando submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.	AWCs (Letters of Acceptance, Waiver, and Consent)	Christopher G. Orlando	06/30/2021