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FINRA Disciplinary Actions Online

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Case ID Case Summary Document Type Firms/ Individuals Action Date Sort ascending
2018059317501 FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018059317501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jeffrey L. Vasilo, Respondent General Securities Representative and Investment Company and Variable Contracts Products Representative CRD No. 3180004 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Jeffrey L. Vasiloff submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing AWCs (Letters of Acceptance, Waiver, and Consent)
Jeffrey L. Vasiloff
09/06/2019