10213. Discovery
This Code was superseded by the Customer Code (Rule 12000 Series) and the Industry Code (Rule 13000 Series) on April 16, 2007, for claims filed on or after that date. The Code remains in effect, however, for cases filed before April 16, 2007.
(a) Necessary pre-hearing depositions consistent with the expedited nature of arbitration shall be available.
(b) The provisions of Rule 10321 shall apply to proceedings under this Rule 10210 Series.
| Amended by SR-FINRA-2008-021 eff. Dec. 15, 2008. Adopted by SR-NASD-99-08 eff. Jan. 18, 2000. Selected Notices: 99-96, 08-57. |