Share your feedback about our website. Take the survey.
10309. Composition of Panels
This Code was superseded by the Customer Code (Rule 12000 Series) and the Industry Code (Rule 13000 Series) on April 16, 2007, for claims filed on or after that date. The Code remains in effect, however, for cases filed before April 16, 2007.
Except as otherwise specifically provided in Rule 10308, the individuals who shall serve on a particular arbitration panel shall be determined by the Director. Except as otherwise specifically provided in Rule 10308, the Director may name the chairman of the panel.
|
Amended by SR-FINRA-2008-021 eff. Dec. 15, 2008. Amended by SR-NASD-98-48 eff. Nov. 17, 1998. Selected Notices: 98-90, 08-57. |