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The facilities of FINRA Dispute Resolution and the procedures of the Code of Arbitration Procedure shall be available to PORTAL participants to resolve disputes arising from PORTAL transactions and transfers or activities related thereto.
|Deleted by SR-FINRA-2010-003 eff. June 28, 2010.
Amended by SR-FINRA-2008-021 eff. Dec. 15, 2008.
Renumbered from Rule 5340 and amended by SR-NASD-2005-087 eff. Aug. 1, 2006.
Renumbered from Rule 5391 and amended by SR-NASD-99-66 eff. March 6, 2001.
Amended by SR-NASD-91-05 eff. Dec. 31, 1993; except that Secs. 2, 4, 5 and 6 to Part III will not be effective until a date is announced by the NASD.
Amended eff. June 21, 1990 and Dec. 6, 1990.
Schedule I adopted eff. Apr. 27, 1990.
Selected Notice: 08-57.